Firm Leadership Executive Leadership Team DAVID LEVINE Chief Executive Officer CRISTINA TERRANA Chief of Staff, Manager of Transitions MICAH RAYNER Chief Operations Officer CASEY COTTON Chief Technology Officer GLENN WORMAN Chief Financial Officer KARLTON KLEIS Managing Director,Capital Markets CATHY CUCHARALE Chief Compliance Officer,Arete Wealth Management (BD) KATHY LINDH Chief Compliance Officer,Arete Wealth Advisors (RIA) BOARD OF DIRECTORS JOSHUA D. ROGERS Founder & Executive Chairman,Arete Wealth DAVID HOCK Former CFO & FINOP,Arete Wealth ADDITIONAL LEADERS JENNIFER NELSON Vice President,Licensing & Commissions LAUREN TROUSDALE Financial OperationsPrincipal LINDA IELEJA GERSTMAN Associate General Counsel TODD DOORENBOS Director, Capital Markets HEIDI FLANAGAN Controller SONIA SABATH Operations Manager