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2023-01-09T23:43:51Z
2023-01-11T19:17:11Z
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| ARETE WEALTH MANAGEMENT - Held NMS Stocks and Options Order Routing Public Report |
| Generated on Mon Jan 09 2023 06:43:51 GMT-5 EST |
| 4th Quarter, 2022 |
| October 2022 |
| S&P 500 Stocks |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 813 |
100 |
735 |
90.41 |
13 |
1.6 |
61 |
7.5 |
4 |
0.49 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| Citadel Securities LLC(CDRG) |
276 |
28.34 |
259 |
35.24 |
6 |
40 |
10 |
4.6900000000000004 |
1 |
9.09 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| G1 Execution Services, LLC(ETMM) |
207 |
21.25 |
198 |
26.94 |
2 |
13.33 |
7 |
3.29 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| VIRTU Americas, LLC(NITE) |
193 |
19.82 |
179 |
24.35 |
4 |
26.67 |
7 |
3.29 |
3 |
27.27 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| New York Stock Exchange(NYSE) |
140 |
14.37 |
0 |
0 |
2 |
13.33 |
138 |
64.790000000000006 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Jane Street Capital, LLC(JNST) |
93 |
9.5500000000000007 |
90 |
12.24 |
1 |
6.67 |
2 |
0.94 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Cboe EDGX US Equities Exchange(EDGX) |
21 |
2.16 |
0 |
0 |
0 |
0 |
21 |
9.86 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| NASDAQ Execution Services, LLC(NSDQ) |
18 |
1.85 |
0 |
0 |
0 |
0 |
18 |
8.4499999999999993 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Members Exchange(MEMX) |
9 |
0.92 |
0 |
0 |
0 |
0 |
9 |
4.2300000000000004 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Instinet BlockCross(BLKX) |
7 |
0.72 |
0 |
0 |
0 |
0 |
0 |
0 |
7 |
63.64 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Two Sigma Securities, LLC(SOHO) |
6 |
0.62 |
5 |
0.68 |
0 |
0 |
1 |
0.47 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| October 2022 |
| Non-S&P 500 Stocks |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 1404 |
100 |
1217 |
86.68 |
45 |
3.21 |
141 |
10.039999999999999 |
1 |
7.0000000000000007E-2 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| Citadel Securities LLC(CDRG) |
503 |
31.36 |
467 |
38.340000000000003 |
21 |
46.67 |
15 |
4.66 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| VIRTU Americas, LLC(NITE) |
320 |
19.95 |
301 |
24.71 |
11 |
24.44 |
7 |
2.17 |
1 |
5.26 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| G1 Execution Services, LLC(ETMM) |
287 |
17.89 |
272 |
22.33 |
7 |
15.56 |
8 |
2.48 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Jane Street Capital, LLC(JNST) |
166 |
10.35 |
160 |
13.14 |
3 |
6.67 |
3 |
0.93 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| NASDAQ Execution Services, LLC(NSDQ) |
81 |
5.05 |
0 |
0 |
0 |
0 |
81 |
25.16 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Cboe EDGX US Equities Exchange(EDGX) |
68 |
4.24 |
0 |
0 |
0 |
0 |
68 |
21.12 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| NYSE Arca(ARCA) |
49 |
3.05 |
0 |
0 |
0 |
0 |
49 |
15.22 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| New York Stock Exchange(NYSE) |
49 |
3.05 |
0 |
0 |
0 |
0 |
49 |
15.22 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Members Exchange(MEMX) |
23 |
1.43 |
0 |
0 |
0 |
0 |
23 |
7.14 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Instinet BlockCross(BLKX) |
20 |
1.25 |
2 |
0.16 |
0 |
0 |
0 |
0 |
18 |
94.74 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| October 2022 |
| Option Contracts |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 168 |
100 |
74 |
44.05 |
4 |
2.38 |
90 |
53.57 |
0 |
0 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| Citadel Securities LLC(CDRG) |
113 |
40.79 |
41 |
55.41 |
3 |
75 |
69 |
34.67 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Wolverine Execution Services LLC(WEXX) |
87 |
31.41 |
3 |
4.05 |
0 |
0 |
84 |
42.21 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Dash Financial Technologies LLC(DASH) |
44 |
15.88 |
10 |
13.51 |
0 |
0 |
34 |
17.09 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Susquehanna Capital Group(SUSQ) |
26 |
9.39 |
17 |
22.97 |
1 |
25 |
8 |
4.0199999999999996 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Morgan Stanley & Company LLC(MSCO) |
7 |
2.5299999999999998 |
3 |
4.05 |
0 |
0 |
4 |
2.0099999999999998 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| |
| November 2022 |
| S&P 500 Stocks |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 786 |
100 |
613 |
77.989999999999995 |
22 |
2.8 |
141 |
17.940000000000001 |
10 |
1.27 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| Citadel Securities LLC(CDRG) |
261 |
30.71 |
222 |
36.22 |
11 |
50 |
24 |
11.76 |
4 |
36.36 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| VIRTU Americas, LLC(NITE) |
196 |
23.06 |
166 |
27.08 |
5 |
22.73 |
19 |
9.31 |
6 |
54.55 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| G1 Execution Services, LLC(ETMM) |
160 |
18.82 |
134 |
21.86 |
4 |
18.18 |
22 |
10.78 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Jane Street Capital, LLC(JNST) |
90 |
10.59 |
80 |
13.05 |
2 |
9.09 |
8 |
3.92 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| NASDAQ Execution Services, LLC(NSDQ) |
41 |
4.82 |
0 |
0 |
0 |
0 |
41 |
20.100000000000001 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| New York Stock Exchange(NYSE) |
38 |
4.47 |
0 |
0 |
0 |
0 |
38 |
18.63 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Cboe EDGX US Equities Exchange(EDGX) |
35 |
4.12 |
0 |
0 |
0 |
0 |
35 |
17.16 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Members Exchange(MEMX) |
15 |
1.76 |
0 |
0 |
0 |
0 |
15 |
7.35 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Two Sigma Securities, LLC(SOHO) |
8 |
0.94 |
6 |
0.98 |
0 |
0 |
2 |
0.98 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| UBS Securities, LLC(UBSS) |
4 |
0.47 |
4 |
0.65 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| November 2022 |
| Non-S&P 500 Stocks |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 1737 |
100 |
1453 |
83.65 |
65 |
3.74 |
215 |
12.38 |
4 |
0.23 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| Citadel Securities LLC(CDRG) |
546 |
26.26 |
506 |
34.85 |
22 |
33.85 |
17 |
3.24 |
1 |
2.63 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| VIRTU Americas, LLC(NITE) |
443 |
21.31 |
417 |
28.72 |
14 |
21.54 |
9 |
1.72 |
3 |
7.89 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| G1 Execution Services, LLC(ETMM) |
332 |
15.97 |
306 |
21.07 |
18 |
27.69 |
8 |
1.53 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Jane Street Capital, LLC(JNST) |
215 |
10.34 |
193 |
13.29 |
10 |
15.38 |
12 |
2.29 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| NASDAQ Execution Services, LLC(NSDQ) |
142 |
6.83 |
0 |
0 |
1 |
1.54 |
141 |
26.91 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Cboe EDGX US Equities Exchange(EDGX) |
131 |
6.3 |
0 |
0 |
0 |
0 |
131 |
25 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| New York Stock Exchange(NYSE) |
101 |
4.8600000000000003 |
0 |
0 |
0 |
0 |
101 |
19.27 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| NYSE American(AMEX) |
57 |
2.74 |
0 |
0 |
0 |
0 |
57 |
10.88 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Instinet BlockCross(BLKX) |
34 |
1.64 |
0 |
0 |
0 |
0 |
0 |
0 |
34 |
89.47 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Members Exchange(MEMX) |
32 |
1.54 |
0 |
0 |
0 |
0 |
32 |
6.11 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| November 2022 |
| Option Contracts |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 162 |
100 |
63 |
38.89 |
2 |
1.23 |
97 |
59.88 |
0 |
0 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| Citadel Securities LLC(CDRG) |
106 |
36.81 |
32 |
50.79 |
0 |
0 |
74 |
33.18 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Wolverine Execution Services LLC(WEXX) |
98 |
34.03 |
1 |
1.59 |
0 |
0 |
97 |
43.5 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Dash Financial Technologies LLC(DASH) |
50 |
17.36 |
6 |
9.52 |
0 |
0 |
44 |
19.73 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Susquehanna Capital Group(SUSQ) |
28 |
9.7200000000000006 |
21 |
33.33 |
2 |
100 |
5 |
2.2400000000000002 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Morgan Stanley & Company LLC(MSCO) |
6 |
2.08 |
3 |
4.76 |
0 |
0 |
3 |
1.35 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| |
| December 2022 |
| S&P 500 Stocks |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 728 |
100 |
615 |
84.48 |
12 |
1.65 |
99 |
13.6 |
2 |
0.27 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| Citadel Securities LLC(CDRG) |
243 |
29.14 |
221 |
35.93 |
1 |
9.09 |
19 |
9.5 |
2 |
25 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| VIRTU Americas, LLC(NITE) |
191 |
22.9 |
180 |
29.27 |
3 |
27.27 |
8 |
4 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| G1 Execution Services, LLC(ETMM) |
159 |
19.059999999999999 |
146 |
23.74 |
4 |
36.36 |
9 |
4.5 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Jane Street Capital, LLC(JNST) |
66 |
7.91 |
56 |
9.11 |
3 |
27.27 |
7 |
3.5 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| New York Stock Exchange(NYSE) |
62 |
7.43 |
0 |
0 |
0 |
0 |
62 |
31 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| NASDAQ Execution Services, LLC(NSDQ) |
49 |
5.88 |
0 |
0 |
0 |
0 |
49 |
24.5 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Cboe EDGX US Equities Exchange(EDGX) |
34 |
4.08 |
0 |
0 |
0 |
0 |
34 |
17 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Members Exchange(MEMX) |
12 |
1.44 |
0 |
0 |
0 |
0 |
12 |
6 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Instinet BlockCross(BLKX) |
6 |
0.72 |
0 |
0 |
0 |
0 |
0 |
0 |
6 |
75 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Two Sigma Securities, LLC(SOHO) |
6 |
0.72 |
6 |
0.98 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| December 2022 |
| Non-S&P 500 Stocks |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 1346 |
100 |
1090 |
80.98 |
64 |
4.75 |
186 |
13.82 |
6 |
0.45 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| Citadel Securities LLC(CDRG) |
426 |
26.93 |
393 |
36.119999999999997 |
18 |
28.57 |
12 |
3.55 |
3 |
3.23 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| VIRTU Americas, LLC(NITE) |
310 |
19.600000000000001 |
283 |
26.01 |
16 |
25.4 |
8 |
2.37 |
3 |
3.23 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| G1 Execution Services, LLC(ETMM) |
286 |
18.079999999999998 |
263 |
24.17 |
17 |
26.98 |
6 |
1.78 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Jane Street Capital, LLC(JNST) |
137 |
8.66 |
123 |
11.31 |
10 |
15.87 |
4 |
1.18 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Cboe EDGX US Equities Exchange(EDGX) |
101 |
6.38 |
0 |
0 |
0 |
0 |
101 |
29.88 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| NASDAQ Execution Services, LLC(NSDQ) |
90 |
5.69 |
0 |
0 |
0 |
0 |
90 |
26.63 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Instinet BlockCross(BLKX) |
87 |
5.5 |
0 |
0 |
0 |
0 |
0 |
0 |
87 |
93.55 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Members Exchange(MEMX) |
33 |
2.09 |
0 |
0 |
0 |
0 |
33 |
9.76 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| NYSE American(AMEX) |
30 |
1.9 |
0 |
0 |
0 |
0 |
30 |
8.8800000000000008 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| New York Stock Exchange(NYSE) |
19 |
1.2 |
0 |
0 |
0 |
0 |
19 |
5.62 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| December 2022 |
| Option Contracts |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 172 |
100 |
59 |
34.299999999999997 |
0 |
0 |
113 |
65.7 |
0 |
0 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| Citadel Securities LLC(CDRG) |
87 |
37.18 |
28 |
47.46 |
0 |
0 |
59 |
34.1 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Wolverine Execution Services LLC(WEXX) |
84 |
35.9 |
6 |
10.17 |
1 |
50 |
77 |
44.51 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Dash Financial Technologies LLC(DASH) |
29 |
12.39 |
7 |
11.86 |
0 |
0 |
22 |
12.72 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Susquehanna Capital Group(SUSQ) |
19 |
8.1199999999999992 |
16 |
27.12 |
1 |
50 |
2 |
1.1599999999999999 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Morgan Stanley & Company LLC(MSCO) |
15 |
6.41 |
2 |
3.39 |
0 |
0 |
13 |
7.51 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| |
3
35
-3
0
50
135
3
139
R140
False
False
50
18
98
18