Apache POI
Microsoft Office User
2023-02-10T20:56:53Z
2021-07-09T12:47:17Z
2023-02-10T20:57:01Z
16.00
10420
19420
32767
500
False
False
| ARETE WEALTH MANAGEMENT - Held NMS Stocks and Options Order Routing Public Report |
| Generated on Fri Jul 09 2021 08:47:17 GMT-4 EDT |
| 2nd Quarter, 2021 |
| April 2021 |
| S&P 500 Stocks |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 27 |
100 |
27 |
100 |
0 |
0 |
0 |
0 |
0 |
0 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| Citadel Securities LLC(CDRG) |
16 |
59.26 |
16 |
59.26 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| VIRTU Americas, LLC(NITE) |
10 |
37.04 |
10 |
37.04 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| JANE STREET CAPITAL, LLC(JNST) |
1 |
3.7 |
1 |
3.7 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| |
| April 2021 |
| Non-S&P 500 Stocks |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 314 |
100 |
307 |
97.77 |
1 |
0.32 |
6 |
1.91 |
0 |
0 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| Citadel Securities LLC(CDRG) |
142 |
43.29 |
136 |
44.3 |
1 |
100 |
5 |
55.56 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| VIRTU Americas, LLC(NITE) |
79 |
24.09 |
79 |
25.73 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| JANE STREET CAPITAL, LLC(JNST) |
56 |
17.07 |
56 |
18.239999999999998 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Two Sigma Securities, LLC(SOHO) |
16 |
4.88 |
16 |
5.21 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| UBS Securities, LLC(UBSS) |
12 |
3.66 |
12 |
3.91 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Instinet BlockCross(BLKX) |
11 |
3.35 |
0 |
0 |
0 |
0 |
0 |
0 |
11 |
100 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| G1 Execution Services, LLC(ETMM) |
8 |
2.44 |
8 |
2.61 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| NASDAQ Execution Services, LLC(NSDQ) |
4 |
1.22 |
0 |
0 |
0 |
0 |
4 |
44.44 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| |
| April 2021 |
| Option Contracts |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 1 |
100 |
0 |
0 |
0 |
0 |
1 |
100 |
0 |
0 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| Citadel Securities LLC(CDRG) |
3 |
75 |
0 |
0 |
0 |
0 |
3 |
75 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Susquehanna Capital Group(SUSQ) |
1 |
25 |
0 |
0 |
0 |
0 |
1 |
25 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| |
| May 2021 |
| S&P 500 Stocks |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 61 |
100 |
60 |
98.36 |
0 |
0 |
1 |
1.64 |
0 |
0 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| Citadel Securities LLC(CDRG) |
25 |
34.72 |
25 |
41.67 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| VIRTU Americas, LLC(NITE) |
20 |
27.78 |
20 |
33.33 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| NASDAQ Execution Services, LLC(NSDQ) |
12 |
16.670000000000002 |
0 |
0 |
0 |
0 |
12 |
100 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| JANE STREET CAPITAL, LLC(JNST) |
11 |
15.28 |
11 |
18.329999999999998 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Two Sigma Securities, LLC(SOHO) |
2 |
2.78 |
2 |
3.33 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| G1 Execution Services, LLC(ETMM) |
1 |
1.39 |
1 |
1.67 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| UBS Securities, LLC(UBSS) |
1 |
1.39 |
1 |
1.67 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| |
| May 2021 |
| Non-S&P 500 Stocks |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 388 |
100 |
386 |
99.48 |
1 |
0.26 |
1 |
0.26 |
0 |
0 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| Citadel Securities LLC(CDRG) |
210 |
54.12 |
209 |
54.15 |
1 |
100 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| VIRTU Americas, LLC(NITE) |
97 |
25 |
97 |
25.13 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| JANE STREET CAPITAL, LLC(JNST) |
50 |
12.89 |
50 |
12.95 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Two Sigma Securities, LLC(SOHO) |
13 |
3.35 |
13 |
3.37 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| UBS Securities, LLC(UBSS) |
12 |
3.09 |
12 |
3.11 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| G1 Execution Services, LLC(ETMM) |
5 |
1.29 |
5 |
1.3 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| New York Stock Exchange(NYSE) |
1 |
0.26 |
0 |
0 |
0 |
0 |
1 |
100 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| |
| May 2021 |
| Option Contracts |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| |
| June 2021 |
| S&P 500 Stocks |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 58 |
100 |
57 |
98.28 |
1 |
1.72 |
0 |
0 |
0 |
0 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| Citadel Securities LLC(CDRG) |
28 |
48.28 |
27 |
47.37 |
1 |
100 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| VIRTU Americas, LLC(NITE) |
20 |
34.479999999999997 |
20 |
35.090000000000003 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| JANE STREET CAPITAL, LLC(JNST) |
5 |
8.6199999999999992 |
5 |
8.77 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| G1 Execution Services, LLC(ETMM) |
3 |
5.17 |
3 |
5.26 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Two Sigma Securities, LLC(SOHO) |
1 |
1.72 |
1 |
1.75 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| UBS Securities, LLC(UBSS) |
1 |
1.72 |
1 |
1.75 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| |
| June 2021 |
| Non-S&P 500 Stocks |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 309 |
100 |
301 |
97.41 |
1 |
0.32 |
6 |
1.94 |
1 |
0.32 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| Citadel Securities LLC(CDRG) |
169 |
46.43 |
168 |
55.81 |
1 |
100 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| VIRTU Americas, LLC(NITE) |
68 |
18.68 |
66 |
21.93 |
0 |
0 |
1 |
1.64 |
1 |
100 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| JANE STREET CAPITAL, LLC(JNST) |
49 |
13.46 |
49 |
16.28 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| NASDAQ Execution Services, LLC(NSDQ) |
48 |
13.19 |
0 |
0 |
0 |
0 |
48 |
78.69 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| G1 Execution Services, LLC(ETMM) |
10 |
2.75 |
10 |
3.32 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| New York Stock Exchange(NYSE) |
10 |
2.75 |
0 |
0 |
0 |
0 |
10 |
16.39 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Two Sigma Securities, LLC(SOHO) |
5 |
1.37 |
5 |
1.66 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| UBS Securities, LLC(UBSS) |
3 |
0.82 |
3 |
1 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Cboe EDGX US Equities Exchange(EDGX) |
2 |
0.55000000000000004 |
0 |
0 |
0 |
0 |
2 |
3.28 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| |
| June 2021 |
| Option Contracts |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| |
3
37
-3
0
False
False