Apache POI
Microsoft Office User
2022-10-13T14:04:13Z
2022-10-06T22:39:20Z
2022-10-13T14:05:37Z
16.00
10420
19420
32767
500
False
False
| ARETE WEALTH MANAGEMENT - Held NMS Stocks and Options Order Routing Public Report |
| Generated on Thu Oct 06 2022 06:39:20 GMT-4 EDT |
| 3rd Quarter, 2022 |
| July 2022 |
| S&P 500 Stocks |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 263 |
100 |
167 |
63.5 |
12 |
4.5599999999999996 |
72 |
27.38 |
12 |
4.5599999999999996 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| Citadel Securities LLC(CDRG) |
107 |
36.270000000000003 |
73 |
43.71 |
3 |
25 |
25 |
24.04 |
6 |
50 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| VIRTU Americas, LLC(NITE) |
49 |
16.61 |
30 |
17.96 |
4 |
33.33 |
10 |
9.6199999999999992 |
5 |
41.67 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| G1 Execution Services, LLC(ETMM) |
44 |
14.92 |
29 |
17.37 |
4 |
33.33 |
11 |
10.58 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Jane Street Capital, LLC(JNST) |
37 |
12.54 |
33 |
19.760000000000002 |
1 |
8.33 |
3 |
2.88 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| New York Stock Exchange(NYSE) |
23 |
7.8 |
0 |
0 |
0 |
0 |
23 |
22.12 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Cboe EDGX US Equities Exchange(EDGX) |
16 |
5.42 |
0 |
0 |
0 |
0 |
16 |
15.38 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| NASDAQ Execution Services, LLC(NSDQ) |
15 |
5.08 |
0 |
0 |
0 |
0 |
15 |
14.42 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Two Sigma Securities, LLC(SOHO) |
2 |
0.68 |
1 |
0.6 |
0 |
0 |
0 |
0 |
1 |
8.33 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| UBS Securities, LLC(UBSS) |
2 |
0.68 |
1 |
0.6 |
0 |
0 |
1 |
0.96 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| |
| July 2022 |
| Non-S&P 500 Stocks |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 415 |
100 |
332 |
80 |
10 |
2.41 |
63 |
15.18 |
10 |
2.41 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| Citadel Securities LLC(CDRG) |
131 |
27.01 |
109 |
32.83 |
4 |
40 |
11 |
9.17 |
7 |
30.43 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| VIRTU Americas, LLC(NITE) |
86 |
17.73 |
74 |
22.29 |
2 |
20 |
7 |
5.83 |
3 |
13.04 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| G1 Execution Services, LLC(ETMM) |
79 |
16.29 |
75 |
22.59 |
3 |
30 |
1 |
0.83 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Jane Street Capital, LLC(JNST) |
67 |
13.81 |
63 |
18.98 |
1 |
10 |
3 |
2.5 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Cboe EDGX US Equities Exchange(EDGX) |
37 |
7.63 |
0 |
0 |
0 |
0 |
37 |
30.83 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| NASDAQ Execution Services, LLC(NSDQ) |
30 |
6.19 |
0 |
0 |
0 |
0 |
30 |
25 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| New York Stock Exchange(NYSE) |
25 |
5.15 |
0 |
0 |
0 |
0 |
25 |
20.83 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Instinet BlockCross(BLKX) |
14 |
2.89 |
1 |
0.3 |
0 |
0 |
0 |
0 |
13 |
56.52 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Two Sigma Securities, LLC(SOHO) |
6 |
1.24 |
6 |
1.81 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| UBS Securities, LLC(UBSS) |
4 |
0.82 |
4 |
1.2 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| |
| July 2022 |
| Option Contracts |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 56 |
100 |
23 |
41.07 |
1 |
1.79 |
32 |
57.14 |
0 |
0 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| Citadel Securities LLC(CDRG) |
32 |
38.1 |
11 |
47.83 |
1 |
100 |
20 |
33.33 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Wolverine Execution Services LLC(WEXX) |
23 |
27.38 |
1 |
4.3499999999999996 |
0 |
0 |
22 |
36.67 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Dash Financial Technologies LLC(DASH) |
21 |
25 |
7 |
30.43 |
0 |
0 |
14 |
23.33 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Susquehanna Capital Group(SUSQ) |
6 |
7.14 |
4 |
17.39 |
0 |
0 |
2 |
3.33 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Morgan Stanley & Company LLC(MSCO) |
2 |
2.38 |
0 |
0 |
0 |
0 |
2 |
3.33 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| |
| August 2022 |
| S&P 500 Stocks |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 919 |
100 |
633 |
68.88 |
33 |
3.59 |
251 |
27.31 |
2 |
0.22 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| Citadel Securities LLC(CDRG) |
334 |
28.89 |
249 |
39.4 |
9 |
26.47 |
74 |
15.23 |
2 |
50 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| VIRTU Americas, LLC(NITE) |
200 |
17.3 |
148 |
23.42 |
9 |
26.47 |
43 |
8.85 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| G1 Execution Services, LLC(ETMM) |
197 |
17.04 |
153 |
24.21 |
6 |
17.649999999999999 |
38 |
7.82 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| New York Stock Exchange(NYSE) |
161 |
13.93 |
0 |
0 |
1 |
2.94 |
160 |
32.92 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Jane Street Capital, LLC(JNST) |
96 |
8.3000000000000007 |
73 |
11.55 |
9 |
26.47 |
14 |
2.88 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| NASDAQ Execution Services, LLC(NSDQ) |
79 |
6.83 |
0 |
0 |
0 |
0 |
79 |
16.260000000000002 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Cboe EDGX US Equities Exchange(EDGX) |
50 |
4.33 |
0 |
0 |
0 |
0 |
50 |
10.29 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Members Exchange(MEMX) |
21 |
1.82 |
0 |
0 |
0 |
0 |
21 |
4.32 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Two Sigma Securities, LLC(SOHO) |
12 |
1.04 |
7 |
1.1100000000000001 |
0 |
0 |
5 |
1.03 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| UBS Securities, LLC(UBSS) |
4 |
0.35 |
2 |
0.32 |
0 |
0 |
2 |
0.41 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| |
| August 2022 |
| Non-S&P 500 Stocks |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 1409 |
100 |
1052 |
74.66 |
83 |
5.89 |
244 |
17.32 |
30 |
2.13 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| Citadel Securities LLC(CDRG) |
482 |
29.04 |
391 |
37.42 |
36 |
43.37 |
43 |
9.9499999999999993 |
12 |
12 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| VIRTU Americas, LLC(NITE) |
298 |
17.95 |
233 |
22.3 |
19 |
22.89 |
29 |
6.71 |
17 |
17 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| G1 Execution Services, LLC(ETMM) |
291 |
17.53 |
258 |
24.69 |
19 |
22.89 |
13 |
3.01 |
1 |
1 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Jane Street Capital, LLC(JNST) |
164 |
9.8800000000000008 |
143 |
13.68 |
8 |
9.64 |
13 |
3.01 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| New York Stock Exchange(NYSE) |
102 |
6.14 |
0 |
0 |
1 |
1.2 |
101 |
23.38 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Cboe EDGX US Equities Exchange(EDGX) |
99 |
5.96 |
0 |
0 |
0 |
0 |
99 |
22.92 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| NASDAQ Execution Services, LLC(NSDQ) |
72 |
4.34 |
0 |
0 |
0 |
0 |
72 |
16.670000000000002 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Instinet BlockCross(BLKX) |
70 |
4.22 |
0 |
0 |
0 |
0 |
0 |
0 |
70 |
70 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Members Exchange(MEMX) |
44 |
2.65 |
0 |
0 |
0 |
0 |
44 |
10.19 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Two Sigma Securities, LLC(SOHO) |
16 |
0.96 |
14 |
1.34 |
0 |
0 |
2 |
0.46 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| |
| August 2022 |
| Option Contracts |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 280 |
100 |
78 |
27.86 |
11 |
3.93 |
191 |
68.209999999999994 |
0 |
0 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| Citadel Securities LLC(CDRG) |
205 |
40.51 |
46 |
58.97 |
4 |
33.33 |
155 |
37.26 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Wolverine Execution Services LLC(WEXX) |
168 |
33.200000000000003 |
1 |
1.28 |
0 |
0 |
167 |
40.14 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Dash Financial Technologies LLC(DASH) |
92 |
18.18 |
12 |
15.38 |
4 |
33.33 |
76 |
18.27 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Susquehanna Capital Group(SUSQ) |
27 |
5.34 |
17 |
21.79 |
4 |
33.33 |
6 |
1.44 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Morgan Stanley & Company LLC(MSCO) |
14 |
2.77 |
2 |
2.56 |
0 |
0 |
12 |
2.88 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| |
| September 2022 |
| S&P 500 Stocks |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 599 |
100 |
483 |
80.63 |
47 |
7.85 |
67 |
11.19 |
2 |
0.33 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| Citadel Securities LLC(CDRG) |
208 |
27.08 |
171 |
33.33 |
21 |
42 |
15 |
7.39 |
1 |
50 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| G1 Execution Services, LLC(ETMM) |
156 |
20.309999999999999 |
136 |
26.51 |
11 |
22 |
9 |
4.43 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| VIRTU Americas, LLC(NITE) |
154 |
20.05 |
134 |
26.12 |
10 |
20 |
9 |
4.43 |
1 |
50 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| NASDAQ Execution Services, LLC(NSDQ) |
84 |
10.94 |
0 |
0 |
0 |
0 |
84 |
41.38 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Jane Street Capital, LLC(JNST) |
74 |
9.64 |
62 |
12.09 |
8 |
16 |
4 |
1.97 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| New York Stock Exchange(NYSE) |
52 |
6.77 |
0 |
0 |
0 |
0 |
52 |
25.62 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Cboe EDGX US Equities Exchange(EDGX) |
23 |
2.99 |
0 |
0 |
0 |
0 |
23 |
11.33 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Members Exchange(MEMX) |
7 |
0.91 |
0 |
0 |
0 |
0 |
7 |
3.45 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Two Sigma Securities, LLC(SOHO) |
6 |
0.78 |
6 |
1.17 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| UBS Securities, LLC(UBSS) |
4 |
0.52 |
4 |
0.78 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| |
| September 2022 |
| Non-S&P 500 Stocks |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 1023 |
100 |
782 |
76.44 |
65 |
6.35 |
167 |
16.32 |
9 |
0.88 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| Citadel Securities LLC(CDRG) |
367 |
28.49 |
313 |
37.67 |
27 |
39.71 |
24 |
7.72 |
3 |
3.85 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| G1 Execution Services, LLC(ETMM) |
227 |
17.62 |
203 |
24.43 |
13 |
19.12 |
11 |
3.54 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| VIRTU Americas, LLC(NITE) |
213 |
16.54 |
180 |
21.66 |
15 |
22.06 |
12 |
3.86 |
6 |
7.69 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Jane Street Capital, LLC(JNST) |
135 |
10.48 |
120 |
14.44 |
10 |
14.71 |
5 |
1.61 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Cboe EDGX US Equities Exchange(EDGX) |
89 |
6.91 |
0 |
0 |
0 |
0 |
89 |
28.62 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Instinet BlockCross(BLKX) |
69 |
5.36 |
0 |
0 |
0 |
0 |
0 |
0 |
69 |
88.46 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| NASDAQ Execution Services, LLC(NSDQ) |
63 |
4.8899999999999997 |
1 |
0.12 |
0 |
0 |
62 |
19.940000000000001 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| New York Stock Exchange(NYSE) |
55 |
4.2699999999999996 |
0 |
0 |
0 |
0 |
55 |
17.68 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Members Exchange(MEMX) |
24 |
1.86 |
0 |
0 |
0 |
0 |
24 |
7.72 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| NYSE American(AMEX) |
14 |
1.0900000000000001 |
0 |
0 |
0 |
0 |
14 |
4.5 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| |
| September 2022 |
| Option Contracts |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 259 |
100 |
58 |
22.39 |
13 |
5.0199999999999996 |
187 |
72.2 |
1 |
0.39 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| Citadel Securities LLC(CDRG) |
141 |
39.17 |
25 |
43.1 |
13 |
81.25 |
102 |
35.79 |
1 |
100 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Wolverine Execution Services LLC(WEXX) |
119 |
33.06 |
0 |
0 |
0 |
0 |
119 |
41.75 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Dash Financial Technologies LLC(DASH) |
67 |
18.61 |
13 |
22.41 |
0 |
0 |
54 |
18.95 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Susquehanna Capital Group(SUSQ) |
26 |
7.22 |
20 |
34.479999999999997 |
3 |
18.75 |
3 |
1.05 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Morgan Stanley & Company LLC(MSCO) |
7 |
1.94 |
0 |
0 |
0 |
0 |
7 |
2.46 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| |
35
600
600
50
50
154
3
4
R5
False
False
43
18
80
18
117
18
159
18